John K. Carter, Esq., Executive, General Counsel
John K. Carter has more than 25 years of experience in the financial services industry, which includes working for a law firm (Skadden Arps), a federal regulator (SEC), and leading companies (Franklin Templeton, Citigroup, and Transamerica).
With this wealth of experience, John helps clients, big or small, to resolve their legal issues. John provides consulting to companies on a host of issues, including acquisitions, outsourcing, vendor selection, systems integration, governance issues, industry trends, and product development. John also serves as an independent director of a growing mutual fund complex.
Previously, John served as Chairman, President, and CEO of a $50 billion asset management company consisting of approximately 120 funds and 35 investment sub-advisers. John served as General Counsel and Chief Compliance Officer prior to being promoted to the helm of the asset management company.
John graduated with a B.S. in Commerce from the McIntire School of Commerce of the University of Virginia, where he concentrated in Finance. He received a law degree from the University of Virginia School of Law, where he was a member of the Managing Board of the Virginia Tax Review.
He is a member of the Florida Bar, the District of Columbia Bar, and the Virginia State Bar. John also completed his Master of Theology from Saint Leo University, Dade City, Florida.
- Legal Analysis
- Risk Assessment
- Securities Laws
- New Product Innovation
- Board Oversight
- Legal Infrastructure Build Out
- Complex Contract Negotiation
- Distribution Channel Analysis
- Fund Governance
- Regulatory Expertise
- Risk Mitigation
T. Gregory Reymann II, Esq.
Greg Reymann’s career spans over 25 years and includes senior legal and compliance positions at global investment management firms such as Franklin Resources, Transamerica and Principal. Greg has also worked in private practice focusing on probate, estate and retirement planning, and asset protection, and started his career at the federal government (IRS National Office – Employee Benefits Division).
Greg’s varied and vast background gives him an unique and real world perspective in analyzing and providing solutions to individual client’s estate and retirement planning, probate administration and wealth protection needs. For corporate and investment management clients, Greg has the broad practical experience in corporate law and in the operations of investment advisers, mutual funds and broker-dealers that allows him deliver workable solutions.
Greg has authored numerous articles on retirement plans, estate planning and investment manager matters, and is a frequent speaker at industry leading conferences on these subjects.
Greg is a member of the Florida Bar, the Ohio Bar and the Iowa Bar, and is an active member of the National Society of Compliance Professionals. Greg earned his Jurus Doctor from the University of Akron School of Law and his Masters in Law in Taxation and Estate Planning from the University of Miami School of Law.
- Estate Planning
- Probate Administration
- ERISA and Employee Benefits
- Asset Protection
- Business Formation and Transactions
- Investment Management Consulting and Compliance
- Securities Law
- Tax Planning